The goal of this vignette is to demonstrate the use of package raretrans on a single population and transition period.

Part I: Obtaining the projection matrix

raretrans assumes the projection matrix is a list of two matrices, a transition matrix and a fertility matrix. This is the output format of popbio::projection.matrix. If we have individual transitions in a dataframe we can use popbio::projection.matrix to obtain the required data. We demonstrate with the transition and fertility data for the epiphytic orchid Lepanthes elto POPNUM 250 in period 5.

Step 1: Load and munge the single population data for L. elto

data("L_elto")  # load the dataset `L_elto` into memory (from package `raretrans`)
head(L_elto)
## # A tibble: 6 x 13
##   POPNUM  year seedlings adults fertility IND_NUM stage next_stage
##    <dbl> <dbl>     <dbl>  <dbl>     <dbl>   <dbl> <chr> <chr>     
## 1    209     1         1      6         0      67 j     j         
## 2    209     1         1      6         0      68 a     a         
## 3    209     1         1      6         0      69 a     a         
## 4    209     1         1      6         0      70 a     a         
## 5    209     1         1      6         0      71 j     a         
## 6    209     1         1      6         0      72 a     a         
## # … with 5 more variables: first_year <dbl>, last_year <dbl>,
## #   recruited <lgl>, died <dbl>, lifespan <int>

Each row of this dataframe has columns for current stage, the next stage, and average per individual fertility. Note that “p” stands from “plantula” which means “seedlings” in Spanish. The first set of lines below change the name of the life history stage from “p” to “s” after selecting the population and time period.

## $T
##    
##              s          j          a
##   s 0.09090909 0.00000000 0.00000000
##   j 0.63636364 0.57446809 0.00000000
##   a 0.00000000 0.29787234 0.85294118
## 
## $F
##    
##             s         j         a
##   s 0.0000000 0.0000000 0.1176471
##   j 0.0000000 0.0000000 0.0000000
##   a 0.0000000 0.0000000 0.0000000

Our stages are now coded as s (seedling), j (juvenile), and a (adult), and we now have two matrices: T (stage transition) and F (fecundity). The observed asymptotic population growth rate is \(\lambda =\) 0.93. The rare transitions missing from our first transition matrix, TF$T, are the transition from seedling (s) to adult (a), and the transition from j to s. But we know that these happen.

Step 2: Obtain starting number of individuals per stage

Since our priors are based on counts (number of individuals, N) and the prior equivalent sampling size is expressed as a multiple of the number of individuals observed, we need to obtain the number of individuals in each stage (\(N\)) at the first time period.

We use function raretrans::get_state_vector() to obtain the starting individual count, N.

## [1] 11 47 34

The list of matrices and vector of individual counts do not have to come from a dataframe as we’ve done here. As long as they have the expected format they can be created by hand. We use population 231 in period 2 as an example, splitting the matrix into transition T and fecundity F matrices. Below, “m” stands for “muerte” that is plants that are dead.

## $Tmat
##     stage
## fate         p         j         a
##    p 0.5000000 0.0000000 0.0000000
##    j 0.0000000 0.8333333 0.0000000
##    a 0.0000000 0.0625000 0.8750000
## 
## $Fmat
##      [,1] [,2]  [,3]
## [1,]    0    0 0.125
## [2,]    0    0 0.000
## [3,]    0    0 0.000
##  p  j  a 
##  2  6 16

This matrix is missing the transition from seedling to juvenile, and none of the 6 juveniles died leading to an overestimate of survival. The observed asymptotic population growth rate is \(\lambda =\) 0.88. The matrix is not Ergodic (you can’t get to every other state from one or more states), and reducible, meaning one or more columns and rows can be discarded and have the same eigen properties.

Part 2: Using priors to incorporate rare transitions

Use uninformative priors

Tremblay et al (in prep) show that a dirichlet prior works on the columns of the transition matrix (T), and a gamma prior works for entries in the fecundity matrix F.

Transition matrix

So, let’s add a uniform dirichlet prior with weight = \(1\) to the transition matrix, \(T\). Here, we have 4 fates (3 + death), so each fate adds 0.25 to the matrix of observed fates (not the transition matrix!). When we specify a prior matrix for the transitions, there is one more row than columns. This extra row represents death.

Tprior <- matrix(0.25, byrow = TRUE, ncol = 3, nrow = 4)
fill_transitions(TF, N, P = Tprior)  # returns transition matrix by default
##            [,1]        [,2]        [,3]
## [1,] 0.10416667 0.005208333 0.007142857
## [2,] 0.60416667 0.567708333 0.007142857
## [3,] 0.02083333 0.296875000 0.835714286

We can get the same result ‘by hand’ - we need the vector of observations because the posterior is calculated from the observed transitions, not the transition matrix.

Tobs <- sweep(TF$T, 2, N, "*")  # get the observed transitions
Tobs <- rbind(Tobs, N - colSums(Tobs))  # add the mortality row
Tobs <- Tobs + 0.25  # add the prior
sweep(Tobs, 2, colSums(Tobs), "/")[-4, ]  # divide by the column sum, and discard mortalityrow
##            s           j           a
## s 0.10416667 0.005208333 0.007142857
## j 0.60416667 0.567708333 0.007142857
## a 0.02083333 0.296875000 0.835714286

The uniform prior fills in the missing transitions, but also creates problems because it provides transition values that are biologically impossible. For example, it provides a transition for adult->seedling, when this transition is only possible in the fecundity matrix \(F\). For this reason we do not recommend using uniform priors.

Fertility matrix

We must specify the parameters for the fertility prior as a matrix. Entries representing stages that are non-reproducing or outcome stages that don’t occur by reproduction should be NA.

alpha <- matrix(c(NA_real_, NA_real_, 1e-05, NA_real_, NA_real_, NA_real_, NA_real_, 
    NA_real_, NA_real_), nrow = 3, ncol = 3, byrow = TRUE)
beta <- matrix(c(NA_real_, NA_real_, 1e-05, NA_real_, NA_real_, NA_real_, NA_real_, 
    NA_real_, NA_real_), nrow = 3, ncol = 3, byrow = TRUE)
fill_fertility(TF, N, alpha = alpha, beta = beta)
##    
##             s         j         a
##   s 0.0000000 0.0000000 0.1176473
##   j 0.0000000 0.0000000 0.0000000
##   a 0.0000000 0.0000000 0.0000000

The change in the fertility is < 0.0001 compared to the observed value. Calculating by hand, prior alpha is the number of observed offspring, and prior beta is the number of observed adults.

## [1] 0.1176473

This demonstrates why the posterior point estimate of fecundity does not change much; the non-informative values for \(\alpha\) and \(\beta\) barely change the observed values.

Now we can put them together.

unif <- list(T = fill_transitions(TF, N), F = fill_fertility(TF, N, alpha = alpha, 
    beta = beta))
unif
## $T
##            [,1]        [,2]        [,3]
## [1,] 0.10416667 0.005208333 0.007142857
## [2,] 0.60416667 0.567708333 0.007142857
## [3,] 0.02083333 0.296875000 0.835714286
## 
## $F
##    
##             s         j         a
##   s 0.0000000 0.0000000 0.1176473
##   j 0.0000000 0.0000000 0.0000000
##   a 0.0000000 0.0000000 0.0000000

The asymptotic population growth rate is now \(\lambda =\) 0.92. The growth rate shrinks slightly because applying the uniform prior to the transition probabilities causes the observed growth and survival transitions to shrink slightly relative to the unobserved transitions.

Other options for argument returnType

By default fill_transitions() returns the transition matrix \(T\), and fill_fertility() returns the fertility matrix \(F\). There are three other values that the argument returnType can take:

  1. fill_transitions(... returnType = "TN") can return an augmented matrix of fates, which is useful for simulation. The fourth row of this result (see below) is the mortality state.
fill_transitions(TF, N, returnType = "TN")
##      [,1]  [,2]  [,3]
## [1,] 1.25  0.25  0.25
## [2,] 7.25 27.25  0.25
## [3,] 0.25 14.25 29.25
## [4,] 3.25  6.25  5.25
  1. fill_fertility(... returnType = "ab") returns the alpha and beta vectors of the posterior.
fill_fertility(TF, N, alpha = alpha, beta = beta, returnType = "ab")
## $alpha
##    
##     s j       a
##   s     4.00001
##   j            
##   a            
## 
## $beta
##      [,1] [,2]     [,3]
## [1,]   NA   NA 34.00001
## [2,]   NA   NA       NA
## [3,]   NA   NA       NA
  1. Both functions can also return the full matrix, the sum of \(T\) and \(F\).
fill_transitions(TF, N, returnType = "A")
##    
##               s           j           a
##   s 0.104166667 0.005208333 0.124789916
##   j 0.604166667 0.567708333 0.007142857
##   a 0.020833333 0.296875000 0.835714286

Incorporate informative priors

To fix the problem of creating impossible transitions, we specify a more informative prior elicited from an expert on epiphytic orchids (RLT). It still has to have the same shape, one more row than columns.

RLT_Tprior <- matrix(c(0.25, 0.025, 0, 0.05, 0.9, 0.025, 0.01, 0.025, 0.95, 
    0.69, 0.05, 0.025), byrow = TRUE, nrow = 4, ncol = 3)

Note that the 1st row, 3rd column is 0.0, because this transition is impossible. This prior is constructed so the columns sum to 1, which creates the greatest flexibility for weighting the prior. By default the weight is 1, interpreted as a prior sample size of 1.

fill_transitions(TF, N, P = RLT_Tprior)
##              [,1]         [,2]         [,3]
## [1,] 0.1041666667 0.0005208333 0.0000000000
## [2,] 0.5875000000 0.5812500000 0.0007142857
## [3,] 0.0008333333 0.2921875000 0.8557142857

We can specify the weight as a multiple of the sample size for each stage.

fill_transitions(TF, N, P = RLT_Tprior, priorweight = 0.5)
##             [,1]        [,2]        [,3]
## [1,] 0.143939394 0.008333333 0.000000000
## [2,] 0.440909091 0.682978723 0.008333333
## [3,] 0.003333333 0.206914894 0.885294118

Here the prior is weighted half as much as the observed number of transitions. In this case, with only 2 transitions the prior effective sample size is still 1. If the number of observed transitions was larger, a prior weight of 0.5N would be larger than 1, but still allow the data to dominate.

Part 3: Obtain Credible Intervals

Obtain CI for indvidual matrix entries

The marginal posterior distribution of one element in a multinomial is a beta distribution, and we use this to get credible intervals on our transition rates. We can use the TN return type to get the parameters of the desired multinomial.

TN <- fill_transitions(TF, N, P = RLT_Tprior, priorweight = 0.5, returnType = "TN")
a <- TN[, 1]  # change 1 to 2, 3 etc to get marginal distribution of other columns
b <- sum(TN[, 1]) - TN[, 1]  # change 1 to 2, 3 etc to get marginal distribution of other columns
p <- a/(a + b)
lcl <- qbeta(0.025, a, b)
ucl <- qbeta(0.975, a, b)
knitr::kable(sprintf("%.3f (%.3f, %.3f)", p, lcl, ucl))
x
0.144 (0.025, 0.343)
0.441 (0.218, 0.677)
0.003 (0.000, 0.038)
0.412 (0.195, 0.649)

Those are the point estimates (compare with first column above), lower and upper \(95\%\) symmetric credible intervals for transitions out of the seedling stage. There is a high degree of uncertainty because of the small sample size (\(2\)), and low weight on the prior (\(1\)), leading to an effective sample size of 3. If we increase the effective sample size to \(20\) by specifying: priorweight\(= 9 (9*2 = 18 + 2 = 20)\) the symmetric credible intervals shrink quite a bit:

The transition rate from seedling to juvenile shrinks when the prior sample size is too large. In general the prior sample size should be less than the observed sample size.

Credible intervals on \(\lambda\)

Obtaining credible intervals on the asymptotic growth rate, \(\lambda\), requires simulating matrices from the posterior distributions. This is somewhat complicated to do correctly, and we have written a function raretrans::sim_transitions() to generate a list of simulated matrices given the observed matrix and prior specifications.

sim_transitions(TF, N, P = RLT_Tprior, alpha = alpha, beta = beta, priorweight = 0.5)
## [[1]]
##              [,1]         [,2]        [,3]
## [1,] 1.402772e-01 0.0002463551 0.000000000
## [2,] 2.672746e-01 0.5123892147 0.000437414
## [3,] 1.104568e-06 0.4062464340 0.797359985

Now we simulate 1000 times, calculate the leading eigenvalue of each matrix, and draw a histogram.

We can calculate some summary statistics too. pincrease is the probability that \(\lambda > 1\).

RLT_0.5_summary <- summarize(RLT_0.5, medianL = median(lposterior), meanL = mean(lposterior), 
    lcl = quantile(lposterior, probs = 0.025), ucl = quantile(lposterior, probs = 0.975), 
    pincrease = sum(lposterior > 1)/n())
knitr::kable(RLT_0.5_summary, digits = 2)
medianL meanL lcl ucl pincrease
0.9 0.89 0.81 0.96 0